Is your firm considering GIPS Compliance?
Cascade Compliance can help asset managers achieve and maintain independently verified GIPS compliance. Compliance with the GIPS standards is a firm-wide process, often required by consultants and institutional investors. Third-party verification brings additional credibility to that process and supports the overall guiding principles of full disclosure and fair representation.
Cascade Compliance was established with a 100% dedication to consultation and verification services for the investment industry. With that focus comes thought leadership and a commitment to keeping clients informed about operational and compliance developments and upcoming changes from the CFA Institute.
Here are 10 helpful tips for becoming GIPS compliant:
Step 1 – Gain Management Support: Management must commit time and resources to bring the firm into compliance. Create a GIPS committee that includes leaders from different departments at the firm.