Hypothetical performance and extracted performance are a key point in the SEC Marketing Rule set to take effect on November 4, 2022.  Firms that have previously used model, targeted, projected, Read More Here.

The modernization of the SEC Marketing Rule has firms hard at work to comply with new requirements related to the presentation of performance. One of these requirements is referred to Read More Here.

The SEC Marketing Rule will require SEC-registered firms to have policies and procedures in place be able to show performance in marketing materials after November 4, 2022. For firms not Read More Here.

As firms update their annual GIPS Reports this year, unique questions in 2022 include whether to stick with the GIPS Standards requirements checklist or to incorporate new SEC Marketing Rule Read More Here.

Money Can’t Buy You Love – Or Your Manager’s Predecessor Performance A portfolio manager’s track record is an important asset and key pillar of evaluation by institutional investors/asset owners.  Ensuring Read More Here.

Insights for GIPS Compliant Asset Owners – Getting comfortable with CFA Institute’s Net-of-Fee Terminology During 2021, pension plan headlines included fee transparency, the improper treatment of cash flows (and its Read More Here.